Disclosure | Next Level Wealth Planning

WARRANTIES & DISCLAIMERS

There are no warranties implied.

Next Level Wealth Planning is a registered investment adviser located in Meridian, ID. Next Level Wealth Planning may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Next Level Wealth Planning’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Next Level Wealth Planning’s web site on the Internet should not be construed by any consumer and/or prospective client as Next Level Wealth Planning’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Next Level Wealth Planning with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Next Level Wealth Planning, please contact the state securities regulators for those states in which Next Level Wealth Planning maintains a registration filing. A copy of Next Level Wealth Planning’s current written disclosure statement discussing Next Level Wealth Planning’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from Next Level Wealth Planning upon written request. Next Level Wealth Planning does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Next Level Wealth Planning’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.

Advisory services offered through Next Level Wealth Planning, an SEC-registered investment adviser. Next Level Wealth Planning is not a Broker/Dealer. Securities offered through Raymond James and Associates, Inc.. Member FINRA/SIPC. Next Level Wealth Planning and Raymond James and Associates, Inc. are not associated entities.

Business Continuity Planning – Disclosure Statement

Introduction
In this Business Continuity Disclosure Statement, learn how Next Level Wealth Planning works to mitigate risks inherent in unforeseen business interruptions.
With Business Continuity in Mind
Next Level Wealth Planning’s primary objectives are to continue providing services to our customers, protect the health and safety of our employees, and fulfill our legal and regulatory obligations.
Customers’ Access to Funds and Securities
Our clearing firm, Raymond James, maintains custody of costumers’ funds or securities. In the event of a business disruption, clients can obtain information about the status of their accounts and access to their funds and securities.
By contacting Raymond James Client Services at 1-800-647-7378 or through the firm’s website at http://www.raymondjames.com
Date Back-Up and Recovery
Next Level Wealth Planning maintains client account records in electronic form at Raymond James. Their firm’s main data center is located in Colorado. Raymond James uses data replication to the back-up-data center in Michigan so that most applications will not lose more than 15 minutes’ worth of data. The recovery time for the majority of critical applications is 24 hours.
Plan Testing and Validation
Our firm will update this plan whenever we have a material change to our operations, structure, business, or location to those of our clearing firm.
In addition, our firm will review this BCP annually to determine whether any modifications are necessary. As part of our annual review, we will conduct a firm-wide test of our BCP.
Limitations Disclaimer
Due to the unpredictable nature of events causing significant business disruptions, Next Level Wealth Planning does not guarantee that systems will always be available or recoverable within the
Timeframes noted above.

Investment Advisory Services are offered through Next Level Wealth Planning, a registered investment adviser. Securities are offered and sold through Raymond James and Associates, Inc. Next Level Wealth Planning and Raymond James and Associates, Inc. are not associated entities.